KATHY J SOWL CHELINI is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2 THEATRE SQ STE 210, ORINDA, CA, 94563.
KATHY J SOWL CHELINI has worked at WELLS FARGO CLEARING SERVICES, LLC since February 19, 2002
Disclosure History
KATHY J SOWL CHELINI has 1 Disclosure Event(s).
Date: November 11, 2008 Category: Customer Dispute Allegations: CA RESIDENT WROTE THAT HE INSTRUCTED HIS FA TO TRANSFER ALL OF HIS ACCOUNTS TO MONEY MARKET, BUT HIS INSTRUCTIONS WERE NOT FOLLOWED. CLIENT STATED THAT THIS HAS COST HIM OVER $20,000. (11/11/2007-11/11/2008) Damage Amount Requested: $20,000.00 Broker Comment: DENIED BY FIRM. CLIENT DID NOT INSTRUCT FA TO SELL ALL OF HIS SECURITIES AND PLACE THE PROCEEDS IN MONEY MARKET.
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