KATIE MARIE WHITT

KATIE MARIE WHITT is currently employed as a Broker and/or Investment Adviser at THE HUNTINGTON INVESTMENT COMPANY located at FORD & SHELDON BANKING OFFICE, 44530 FORD ROAD, CANTON, MI, 48187.

KATIE MARIE WHITT has worked at THE HUNTINGTON INVESTMENT COMPANY since September 06, 2013

Disclosure History

KATIE MARIE WHITT has 3 Disclosure Event(s).

Date: April 02, 2012
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: MY HUSBAND AND I PETITIONED FOR BANKRUPTCY FOLLOWING MULTIPLE LIFE EVENTS WHICH DRASTICALLY IMPACTED OUR INCOME. IN JANUARY 2011 OUR SON WAS BORN WHICH INCREASED OUR EXPENSES SIGNIFICANTLY- WE HAD BEEN TOLD WE WERE UNABLE TO HAVE CHILDREN. WE CHOSE TO HAVE MY HUSBAND STAY AT HOME TO DECREASE CHILDCARE EXPENSES, BUT OUR HOME-BASED BUSINESS HAD NOT YET REPLACED THE INCOME FROM HIS JOB. AS SUCH, WE CHOSE TO SELL OUR AZ HOME AND MOVE TO MI TO LIVE WITH FAMILY TO REDUCE OUR LIVING EXPENSES. WE HAVE FURTHER REDUCED EXPENSES BY ELIMINATING ENTERTAINMENT AND OTHER EXTRAS. BY APRIL OF 2011 WE HAD MOVED TO CASH ONLY AND WERE NO LONGER INCURRING FURTHER DEBT. UNFORTUNATELY, THE DEBTS WE HAD ACCRUED PROVED TO BE MORE THAN WE COULD RETIRE AND WE PETITIONED FOR BANKRUPTCY IN APRIL 2012. WE CONTINUE TO LIVE WITH REDUCED EXPENSES AND HAVE LEARNED A GREAT DEAL ABOUT MONEY MANAGEMENT. WE CURRENTLY LIVE BELOW OUR MEANS AND ARE BEGINNING TO REBUILD OUR CREDIT SCORES.

Date: July 15, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: July 13, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for KATIE MARIE WHITT, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.