KAY C H MATSUI is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 1888 KALAKAUA AVE, SUITE C312, HONOLULU, HI, 96815.
KAY C H MATSUI has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since January 06, 2012
Disclosure History
KAY C H MATSUI has 1 Disclosure Event(s).
Date: July 11, 2011 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT REPRESENTATIVE MISREPRESENTED THE PRODUCT IN THAT SHE TOLD HIM IT WAS SAFE AND IT WAS GUARANTEED TO EARN 5% PER YEAR. Damage Amount Requested: $7,043.12 Settlement Amount: $8,000.00 Broker Comment: I HAD NO INVOLVEMENT WITH THE SALE OF THE VARIABLE ANNUITY TO THIS CLIENT. I WAS NOT THE WRITING AGENT AND WAS NOT PRESENT AT THE TIME ANY PAPERWORK WAS COMPLETED. I ONLY MET THIS CLIENT IN PASSING WHILE I WAS HAVING ANOTHER MEETING WITH THE CLIENT'S REPRESENTATIVE.
More Information
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