KEITH TODD ASHLEY is currently employed as a Broker and/or Investment Adviser at PARKLAND SECURITIES, LLC located at 1211 BOERNE CT, LUCAS, TX, 75002.
KEITH TODD ASHLEY has worked at PARKLAND SECURITIES, LLC since February 09, 2002
Disclosure History
KEITH TODD ASHLEY has 2 Disclosure Event(s).
Date: May 05, 2010 Category: Customer Dispute Allegations: AUGUST 2008 CLIENT APPLIED FOR A LIFE INSURANCE POLICY. OCTOBER 2009 CLIENT REQUESTED THAT THE POLICY BE CANCELLED AND THE PREMIUMS RETURNED. CLIENT ALLEGES THAT THE REPRESENTATIVE FAILED TO FOLLOW HIS INSTRUCTIONS.
Date: April 27, 1991 Category: Criminal Charges: 1. 1 COUNT, 2. FELONY FORGERY, 3. NO-CONTEST, 4. N/A Charge Type: FELONY Disposition: CASE WAS DISMISSED. Broker Comment: I WAS 17 WHEN I SIGNED THE BACK OF A CHECK AND WAS CAUGHT AT THE AGE OF 18. AT 19 I PLEAD NO-CONTEST, CASE DISMISSED WHEN I WAS JUST ABOUT TO TURN 20.
More Information
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