KEITH ALLEN BJERK is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 2812 17TH AVE S, SUITE D, GRAND FORKS, ND, 58201.
KEITH ALLEN BJERK has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since February 12, 2007
KEITH ALLEN BJERK has 5 Disclosure Event(s).
Date: April 08, 1970 Category: Criminal Charges: STEALING $2.00 Disposition: 12/23/65 Broker Comment: SERVED 6 MONTHS IN THE BRIG
Date: January 24, 1970 Category: Criminal Charges: ISSUING CHECKS WITHOUT FUNDS Disposition: DISMISSED Broker Comment: I PURCHASE CLOTHING FROM THE FACEDO TALLERY WROTEA CHECK FOR $86.43 DIDN'T REALIZE I WAS OVERDRAWN. I MADERESTITUTION AND THE CHARGE WAS DISMISSED.
Date: September 26, 1969 Category: Criminal Charges: NSF CHECKS Disposition: MISDEMEANOR / $250 FINE / RESTITUTION MADE Broker Comment: I WROTE A CHECK FOR SOME CLOTHING AND THE SAMEDAY PURCHASED OIL FOR MY CAR. I DID NOT REALIZE I WASOVERDRAWN. THE NEXT WEEK I LEFT FOR NEBRASKA FOR THE HOLIDAYS.IN JANUARY 1970 I WAS TICKETED FOR SPEEDING AND WHEN I WASSTOPPED THE OFFICER INFORMED ME OF AN OUTSTANDING WARRANT INFARGO, ND. I MADE RESTITUTION TO BOTH COMPANIES AND PAID A $250FINE.
Date: April 13, 1967 Category: Employment Separation After Allegations Firm Name: US NAVY Termination Type: Permitted to Resign Allegations: N/AVIOLATION OF ARTICLE C-10314 - BUPERS MANUAL- 292 - OTHER THAN DESERTION (COURT MARTIAL) Broker Comment: LESS THAN HONORABLE DISCHARGENot Provided
Date: December 12, 1965 Category: Criminal Charges: PLACING A MAN IN FEAR AND STEALING $2.00 FROMHIM Disposition: 6 MONTHS HARD LABOR/BAD CONDUCT DISCHARGE Broker Comment: THE MAN I ASSAULTED AND FROM THE CHARGES $2.00FROM MAN MAKING LASEITAIONS NO ADVANCES TOWARD ME. PETER HIMDOWN, TOOK A CHECK FROM HIM AND MADE HIM WRITE IT TO ME FORCASH ALONE. HE STOPPED IMPLEMENT ON THE CHECK, IT CAME TO THEATTENTION IF WARRANT OFFICER, HE REPORTED THE INCIDENT. THENAVY CALLED THE MAN, ASKED ABOUT THE CIRCUMSTANCES AND ITEMSCOMPLETED. I WAS COURT MARTIAL SENTENCES AND 6 MOS HARD LABOR.THE SENTENCES WAS REVOKED UPON ACCEPTANCE OF ASSESSMENTOVERSEAS. RE WAS A RESULT OF INTENTION BY ADMS FRED MANESER,COMMANDER OF THE 6TH MASAS DISTRIC.
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for KEITH ALLEN BJERK, click here.
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.
How to choose a broker or investment adviser. Learn More