KEITH BERNARD DOWNEY

KEITH BERNARD DOWNEY is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 105 South 4th St, Laramie, WY, 82070.

KEITH BERNARD DOWNEY has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since June 11, 2018

Disclosure History

KEITH BERNARD DOWNEY has 1 Disclosure Event(s).

Date: February 05, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES THE REPRESENTATIVE FAILED TO EXECUTE A TRADE TIMELY IN DECEMBER 2007 AND FAILED IN HIS FIDUCIARY DUTY.
Damage Amount Requested: $24,000.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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