KEITH EDELBERT GILMORE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 119 DAVIS RD STE 4B, AUGUSTA, GA, 30907-0212.
KEITH EDELBERT GILMORE has worked at LPL FINANCIAL LLC since November 20, 2009
KEITH EDELBERT GILMORE has 2 Disclosure Event(s).
Date: September 23, 1996 Category: Customer Dispute Allegations: BREACH OF FIDUCIARY DUTY, MISREPRESENTATION,FRAUD, DECEIT, BREACH OF CONTRACT, CONVENANT OF GOOD FAITH ANDGOOD DEALING, VIOLATION OF SECRUITIES ACT OF 1933, VIOLATION OFCALIFORNIA SECURITIES ACT OF 1968, NEGLIGENT MISREPRESENTATION,NEGLIGENT MANAGEMENT, AND CONVERSION. SEEKING DAMAGES IN EXCESSOF $53,000. Settlement Amount: $40,000.00 Broker Comment: A. G. EDWARDS & SONS, INC. SETTLED WITH THECLIENT FOR $40,000. MR. GILMORE WILL CONTRIBUTE $20,000THE CUSTOMER ACCOUNT HAD A POSITIVE TOTAL RETURN OFOVER $14,000.
Date: October 17, 1989 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT THE RESPONDENTSACTED FRAUDULENTLY, NEGLIGENTLY, AND IN BREACH OF THEIRFIDUCIARY DUTY TO HER IN MANAGEMENT OF HER SECURITIES ACCOUNTAT THOMSON MCKINNON SECURITIES, INC. SHE ALSO ALLEGED THAT THERESPONDENTS FAILED TO DISCLOSED THE SEVERE RISKS OF THEPOSITIONS ESTABLISHED IN HER ACCOUNT AND THE FACT THAT THEYWERE NOT SUITABLE FOR SOMEONE OF HER INVESTMENT OBJECTIVES,FINANCIAL SITUATION AND NEEDS. Damages Granted: $26,152.00 Broker Comment: AWARD WAS $26,152 + INTEREST FROM POST JUDGEMENTDAY.CUSTOMER WAS INFORMED AND HAD OVER 4 YEARSOF OPTION & MARGIN TRADING EXPERIENCE. IN 1983 SHE LOST$10,445.21 IN OPTIONS & MADE APPROXIMATELY (BY 1987 $30,000 ONTANDY STOCK BOUGHT ON MARGIN. BECAUSE OF MY OWN SEVERE LOSSESIN THE OCT 1987 CRASH I COULD NOT AFFORD TO GO TO CHICAGO TODEFEND MYSELF AND I DIDN'T THINK SHE HAD A CASE, IF SHEPRESENTED HER OPINIONS HONESTLY, ANYWAY, THIS ARBITRATIONPROCEEDING WAS A SHAM AND I VIGOROUSLY STAND BY MY CASE. SHEGETS PROFITS, I GET HER LOSS.
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