KEITH JAMES GREDYS

KEITH JAMES GREDYS is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5700 WESTOWN PARKWAY, SUITE 100, WEST DES MOINES, IA, 50266.

KEITH JAMES GREDYS has worked at LPL FINANCIAL LLC since May 11, 2011

Disclosure History

KEITH JAMES GREDYS has 1 Disclosure Event(s).

Date: October 04, 2010
Category: Customer Dispute
Allegations: UNSUITABLILTY, MISREPRESENTATION, AND NEGLIGENCE IN HANDLING THE CLIENTS ACCOUNT.
Damage Amount Requested: $99,900.00
Settlement Amount: $50,000.00 10-03870

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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