KEITH PATRICK HARRINGTON

KEITH PATRICK HARRINGTON is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 101 W BIG BEAVER RD, STE 425, TROY, MI, 48084.

KEITH PATRICK HARRINGTON has worked at AMERIPRISE FINANCIAL SERVICES, INC. since August 26, 2016

Disclosure History

KEITH PATRICK HARRINGTON has 1 Disclosure Event(s).

Date: September 28, 2004
Category: Customer Dispute
Allegations: CLIENT ALLEGES "MISREPRESENTATION OR MISLEADING INFORMATION".
Damage Amount Requested: $272,000.00
Settlement Amount: $80.00
Broker Comment: THE CLIENT'S COMPLAINT WAS INITIALLY DENIED. THE SETTLEMENT OF $80 REPRESENTS A WAIVER OF UNPAID ACCOUNT FEES BY THE CLIENT. THE SETTLEMENT WAS DONE AS AN ACCOMODATION TO THE CLIENT WITH NO ADMISSION OF LIABILITY.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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