KEITH U HERITAGE is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 25125 W NEWBERRY RD, NEWBERRY, FL, 32669.
KEITH U HERITAGE has worked at CETERA ADVISOR NETWORKS LLC since November 11, 2016
Disclosure History
KEITH U HERITAGE has 14 Disclosure Event(s).
Date: February 26, 2015 Category: Financial Type: Compromise Disposition: SETTLED FOR LESS THAN FULL BALANCE Broker Comment: REPRESENTATIVE STATES, "I TOOK THE OPPORTUNITY BECAUSE OF DECLINING PROPERTY VALUES TO REDUCE MY REAL ESTATE HOLDINGS AND GET OUT OF A BAD REAL ESTATE INVESTMENT MARKET".
Date: July 11, 2014 Category: Financial Type: Compromise Disposition: SETTLED FOR LESS THAN FULL BALANCE Broker Comment: PROPERTY ADDRESS: [ADDRESS]REPRESENTATIVE STATES, "I TOOK THE OPPORTUNITY BECAUSE OF DECLINING PROPERTY VALUES TO REDUCE MY REAL ESTATE HOLDINGS AND GET OUT OF A BAD REAL ESTATE INVESTMENT MARKET."
Date: April 17, 2014 Category: Financial Type: Compromise Disposition: SETTLED FOR LESS THAN FULL BALANCE Broker Comment: PROPERTY ADDRESS: [ADDRESS] REPRESENTATIVE STATES, "I TOOK THE OPPORTUNITY BECAUSE OF DECLINING PROPERTY VALUES TO REDUCE MY REAL ESTATE HOLDINGS AND GET OUT OF A BAD REAL ESTATE INVESTMENT MARKET."
Date: March 28, 2014 Category: Financial Type: Compromise Disposition: SETTLED FOR LESS THAN FULL BALANCE Broker Comment: PROPERTY ADDRESS: [ADDRESS]REPRESENTATIVE STATES, "I TOOK THE OPPORTUNITY BECAUSE OF DECLINING PROPERTY VALUES TO REDUCE MY REAL ESTATE HOLDINGS AND GET OUT OF A BAD REAL ESTATE INVESTMENT MARKET."
Date: July 11, 2011 Category: Financial Type: Compromise Disposition: LOAN MODIFICATION Broker Comment: PROPERTY ADDRESS: [ADDRESS]REPRESENTATIVE STATES, "I TOOK THE OPPORTUNITY BECAUSE OF DECLINING PROPERTY VALUES TO REDUCE MY REAL ESTATE HOLDINGS AND GET OUT OF A BAD REAL ESTATE INVESTMENT MARKET."
Date: July 28, 2010 Category: Financial Type: Compromise Disposition: SETTLED FOR LESS THAN FULL BALANCE Broker Comment: PROPERTY ADDRESS: (ADDRESS) REPRESENTATIVE STATES, "I TOOK THE OPPORTUNITY BECAUSE OF DECLINING PROPERTY VALUES TO REDUCE MY REAL ESTATE HOLDINGS AND GET OUT OF A BAD REAL ESTATE INVESTMENT MARKET."
Date: July 09, 2010 Category: Financial Type: Compromise Disposition: SETTLED FOR LESS THAN FULL BALANCE Broker Comment: PROPERTY ADDRESS: [ADDRESS]REPRESENTATIVE STATES, "I TOOK THE OPPORTUNITY BECAUSE OF DECLINING PROPERTY VALUES TO REDUCE MY REAL ESTATE HOLDINGS AND GET OUT OF A BAD REAL ESTATE INVESTMENT MARKET."
Date: July 09, 2010 Category: Financial Type: Compromise Disposition: SETTLED FOR LESS THAN FULL BALANCE Broker Comment: PROPERTY ADDRESS: [ADDRESS]REPRESENTATIVE STATES, "I TOOK THE OPPORTUNITY BECAUSE OF DECLINING PROPERTY VALUES TO REDUCE MY REAL ESTATE HOLDINGS AND GET OUT OF A BAD REAL ESTATE INVESTMENT MARKET."
Date: July 09, 2010 Category: Financial Type: Compromise Disposition: SETTLED FOR LESS THAN FULL BALANCE Broker Comment: PROPERTY ADDRESS: [ADDRESS]REPRESENTATIVE STATES, "I TOOK THE OPPORTUNITY BECAUSE OF DECLINING PROPERTY VALUES TO REDUCE MY REAL ESTATE HOLDINGS AND GET OUT OF A BAD REAL ESTATE INVESTMENT MARKET."
Date: May 06, 2010 Category: Financial Type: Compromise Disposition: SETTLED FOR LESS THAN FULL BALANCE Broker Comment: PROPERTY ADDRESS: [ADDRESS]REPRESENTATIVE STATES, "I TOOK THE OPPORTUNITY BECAUSE OF DECLINING PROPERTY VALUES TO REDUCE MY REAL ESTATE HOLDINGS AND GET OUT OF A BAD REAL ESTATE INVESTMENT MARKET."
Date: April 20, 2010 Category: Financial Type: Compromise Disposition: SETTLED FOR LESS THAN FULL BALANCE Broker Comment: PROPERTY ADDRESS: [ADDRESS]REPRESENTATIVE STATES, "I TOOK THE OPPORTUNITY BECAUSE OF DECLINING PROPERTY VALUES TO REDUCE MY REAL ESTATE HOLDINGS AND GET OUT OF A BAD REAL ESTATE INVESTMENT MARKET."
Date: April 09, 2010 Category: Financial Type: Compromise Disposition: SETTLED FOR LESS THAN FULL BALANCE Broker Comment: PROPERTY ADDRESS: [ADDRESS]REPRESENTATIVE STATES, "I TOOK THE OPPORTUNITY BECAUSE OF DECLINING PROPERTY VALUES TO REDUCE MY REAL ESTATE HOLDINGS AND GET OUT OF A BAD REAL ESTATE INVESTMENT MARKET."
Date: March 22, 2010 Category: Financial Type: Compromise Disposition: SETTLED FOR LESS THAN FULL BALANCE Broker Comment: PROPERTY ADDRESS: [ADDRESS]REPRESENTATIVE STATES, "I TOOK THE OPPORTUNITY BECAUSE OF DECLINING PROPERTY VALUES TO REDUCE MY REAL ESTATE HOLDINGS AND GET OUT OF A BAD REAL ESTATE INVESTMENT MARKET."
Date: August 21, 2008 Category: Customer Dispute Allegations: AN INAPPROPRIATE INVESTMENT
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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