KEITH KING HOLLAND is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 6805 MORRISON BOULEVARD, SUITE 400, CHARLOTTE, NC, 28211.
KEITH KING HOLLAND has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
KEITH KING HOLLAND has 2 Disclosure Event(s).
Date: June 19, 2012 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT HIS FINANCIAL ADVISOR FAILED TO PROVIDE HIM WITH FULL DISCLOSURE DOCUMENTS FOR INVESTMENTS THAT WERE RECOMMENDED TO HIM IN MAY 2011. Damage Amount Requested: $18,000.00 Broker Comment: MR. HOLLAND VEHEMENTLY DENIES ANY WRONGDOING.
Date: June 19, 2009 Category: Customer Dispute Allegations: CLAIMANT ALLEGES UBS RECOMMENDED UNSUITABLE LEH PRINCIPAL PROTECTION NOTES IN 2007 AND MADE MISREPRESENTATIONS IN RECOMMENDING THE PURCHASE OF THE NOTES. Damage Amount Requested: $240,000.00 Settlement Amount: $200,000.00
More Information
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