KEITH WADE HURST

KEITH WADE HURST is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 270 CURTIS HUTCHINS WAY, HUNTSVILLE, AR, 72740.

KEITH WADE HURST has worked at LPL FINANCIAL LLC since April 22, 2015

Disclosure History

KEITH WADE HURST has 1 Disclosure Event(s).

Date: July 14, 2006
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED NOT ALL FUNDS CONSOLIDATED INTO NEW ACCOUNT.
Damage Amount Requested: $4,200.00
Broker Comment: THIS EVENT IS NO LONGER REPORTABLE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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