KEITH RICHARD JACOBSON

KEITH RICHARD JACOBSON is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 304 ST CHARLES CT, FAIRHOPE, AL, 36532.

KEITH RICHARD JACOBSON has worked at CETERA ADVISORS LLC since April 16, 2010

Disclosure History

KEITH RICHARD JACOBSON has 1 Disclosure Event(s).

Date: March 22, 2012
Category: Customer Dispute
Allegations: FAILURE TO FOLLOW INSTRUCTIONS IN DEPOSITING CHECKS
Damage Amount Requested: $5,825.43
Settlement Amount: $5,825.43
Broker Comment: SETTLEMENT COSTS INCLUDED $625.43 IN MARKET LOSS AND $5200 IN ATTORNEY FEES.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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