KEITH LANDON KELT

KEITH LANDON KELT is currently employed as a Broker and/or Investment Adviser at KOVACK SECURITIES INC. located at 3757 STATE STREET, SUITE 3A, SANTA BARBARA, CA, 93105.

KEITH LANDON KELT has worked at KOVACK SECURITIES INC. since May 19, 2017

Disclosure History

KEITH LANDON KELT has 1 Disclosure Event(s).

Date: September 19, 2017
Category: Customer Dispute
Allegations: Client alleged that her investments were unsuitable and was unhappy with her purchase of Hospitality Investors Trust REIT.
Damage Amount Requested: $30,000.00
Settlement Amount: $17,040.58
Broker Comment: Representatives deny the allegations made by the client. Representatives believe that the investments were suitable based on her time horizon and investment objectives which were trading profits, speculation, and capital appreciation.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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