KEITH STONER LUNDEEN is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 1627 FIFTH AVENUE, MOLINE, IL, 61265.
KEITH STONER LUNDEEN has worked at PRUCO SECURITIES, LLC. since August 05, 1982
Disclosure History
KEITH STONER LUNDEEN has 1 Disclosure Event(s).
Date: October 09, 2009 Category: Customer Dispute Allegations: THE CLIENT ALLEGES MISREPRESENTATION CONCERNING INVESTMENT OBJECTIVES AND THE FAILURE TO DISCLOSE TAX CONSQUENCES RELATING TO MUTUAL FUNDS. Broker Comment: THIS MATTER IS BEING REPORTED CONSISTENT WITH FINRA RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE.
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