KEITH D LYLE

KEITH D LYLE is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 526 WEST BROUGHTON STREET, SUITE D, BAINBRIDGE, GA, 39817.

KEITH D LYLE has worked at CETERA ADVISORS LLC since August 29, 2011

Disclosure History

KEITH D LYLE has 1 Disclosure Event(s).

Date: August 31, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $65,310.00
Judgment/Lien Type: Tax
Broker Comment: ENTERED INTO INSTALLMENT AGREEMENT TO RESOLVE AMOUNT OWED

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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