KEITH RAY MCFADYEN is currently employed as a Broker and/or Investment Adviser at SIA SECURITIES CORPORATION located at 3300 IDS CENTER, 80 S. 8TH STREET, MINNEAPOLIS, MN, 55402.

KEITH RAY MCFADYEN has worked at SIA SECURITIES CORPORATION since October 11, 2016

Disclosure History

KEITH RAY MCFADYEN has 2 Disclosure Event(s).

Date: March 20, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $8,573.00
Judgment/Lien Type: Tax

Date: October 03, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $49,725.00
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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