KELLEY RENEE COLLINGWOOD

KELLEY RENEE COLLINGWOOD is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 2511 N MAIN STREET, ALTUS, OK, 73521.

KELLEY RENEE COLLINGWOOD has worked at CETERA INVESTMENT SERVICES LLC since June 06, 2007

Disclosure History

KELLEY RENEE COLLINGWOOD has 1 Disclosure Event(s).

Date: April 03, 2012
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT THEY PURCHASED THE 529 INVESTMENTS TO AVOID THE TAX CONSEQUENCE THAT WERE INCURRED AFTER CASHING OUT EE BONDS.
Damage Amount Requested: $30,000.00
Settlement Amount: $30,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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