KELLEY ELIZABETH MCGOLDRICK

KELLEY ELIZABETH MCGOLDRICK is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at ONE HOLLIS STREET, SUITE 301, WELLESLEY, MA, 02482-4673.

KELLEY ELIZABETH MCGOLDRICK has worked at COMMONWEALTH FINANCIAL NETWORK since May 03, 2017

Disclosure History

KELLEY ELIZABETH MCGOLDRICK has 8 Disclosure Event(s).

Date: August 16, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 19, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 14, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 05, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 05, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 05, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 05, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 29, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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