KELLI S ANDERSON

KELLI S ANDERSON is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 52556-8757.

KELLI S ANDERSON has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since October 15, 2012

Disclosure History

KELLI S ANDERSON has 1 Disclosure Event(s).

Date: December 01, 2014
Category: Financial
Type: Compromise
Disposition: Settled

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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