Kellie Kathryn Wolking-Kaefring

Kellie Kathryn Wolking-Kaefring is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 2917 CROSSING CT SUITE B2, CHAMPAIGN, IL, 61822.

Kellie Kathryn Wolking-Kaefring has worked at EDWARD JONES since April 24, 2013

Disclosure History

Kellie Kathryn Wolking-Kaefring has 1 Disclosure Event(s).

Date: October 15, 1992
Category: Criminal
Charges: BAD CHECK / FIRST OFFENSE
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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