KELLY LYNN BAZILE

KELLY LYNN BAZILE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1528 EAST BLOUNT STREET, PENSACOLA, FL, 32503.

KELLY LYNN BAZILE has worked at LPL FINANCIAL LLC since June 13, 2014

Disclosure History

KELLY LYNN BAZILE has 3 Disclosure Event(s).

Date: October 15, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 07, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 08, 1997
Category: Criminal
Charges: WORTHLESS CHECK
Disposition: Dismissed
Broker Comment: WHILE IN COLLEGE YEARS AGO, A CHECK WAS WRITTEN FOR LESS THAN $21. UPON NOTIICATION, THE GROCERY STORE WAS IMMEDIATELY PAID IN FULL.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for KELLY LYNN BAZILE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.