KELLY GENE BURKE

KELLY GENE BURKE is currently employed as a Broker and/or Investment Adviser at FORTUNE FINANCIAL SERVICES, INC. located at 6100 FAIRVIEW ROAD, SUITE 230, CHARLOTTE, NC, 28210.

KELLY GENE BURKE has worked at FORTUNE FINANCIAL SERVICES, INC. since September 05, 2014

Disclosure History

KELLY GENE BURKE has 2 Disclosure Event(s).

Date: October 14, 2002
Category: Criminal
Charges: ONE CHARGE, G.S. 20-30(1)- DISPLAY REVOKED LICENSE KNOWN TO BE REVOKED, MISDEMEANOR, DISMISSED. Charge Type: MISDEMEANOR
Disposition: CHARGE WAS DISMISSED.

Date: June 27, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGES THE AGENT PROVIDED HER WITH FALSE INFORMATION DURING THE SALE OF TWO VARIABLE ANNUITY CONTRACTS. DAMAGES ARE UNSPECIFIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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