KELLY WAYNE FEEHRER

KELLY WAYNE FEEHRER is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 2 UNION SQ, CHATTANOOGA, TN, 37402.

KELLY WAYNE FEEHRER has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since October 09, 1990

Disclosure History

KELLY WAYNE FEEHRER has 1 Disclosure Event(s).

Date: July 03, 2013
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTATION AND OMISSION OF MATERIAL FACTS FROM 2007 TO JANUARY 2012.
Settlement Amount: $14,999.00
Broker Comment: THIS MATTER WAS SETTLED IN ORDER TO AVOID THE COST AND UNCERTAINTY OF LITIGATION. THE FINANCIAL ADVISOR DID NOT CONTRIBUTE MONETARILY TOWARDS THE SETTLEMENT.

More Information

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