KELLY JOSEPH KELP is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 7755 MONTGOMERY ROAD, STE 200, CINCINNATI, OH, 45236.
KELLY JOSEPH KELP has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
KELLY JOSEPH KELP has 1 Disclosure Event(s).
Date: October 26, 2010 Category: Customer Dispute Allegations: CLIENT ALLEGES FINANCIAL ADVISOR MISREPRESENTED HIS INVESTMENT IN STRUCTURED PRODUCTS AS A SAFE PRODUCT WITH A MAX RISK OF 10%. CLIENT FURTHER ALLEGES FINANCIAL ADVISOR FAILED TO DISCLOSE THE RISKS INVOLVED WITH THE STRUCTURED PRODUCT AS WELL AS THE CREDITOR OF THE INVESTMENT. CLIENT DID NOT MAKE A CLAIM FOR DAMAGES. Settlement Amount: $47,500.00 Broker Comment: FA CLAIMS ALTHOUGH UBS SETTLED THIS COMPLAINT, HE WAS NOT ASKED TO CONTRIBUTE AND DENIES ALL ALLEGATIONS.
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