KELLY ALEXANDRIA MARKOWITZ

KELLY ALEXANDRIA MARKOWITZ is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 26565 AGOURA RD STE 200, CALABASAS, CA, 91302.

KELLY ALEXANDRIA MARKOWITZ has worked at LPL FINANCIAL LLC since July 09, 2013

Disclosure History

KELLY ALEXANDRIA MARKOWITZ has 1 Disclosure Event(s).

Date: June 18, 2013
Category: Employment Separation After Allegations
Firm Name: EDWARD JONES
Termination Type: Discharged
Allegations: VIOLATED FIRM POLICY BY EXCHANGING HER FIRM PASSWORD AND LOGIN INFORMATION WITH HER BRANCH OFFICE ADMINISTRATOR.
Broker Comment: MY CLIENTS ARRIVED EARLY FOR AN APPOINTMENT, SO MY ASSISTANT LOGGED ON TO MY COMPUTER FOR MESO MY CLIENTS WOULDN'T HAVE TO WAIT ANY LONGER THAN NECESSARY. THIS WAS AN ADMINISTRATIVEPOLICY VIOLATION AND THERE WAS NO CUSTOMER IMPACT.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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