KELLY ROXANNE MARSHALL is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 104 EAST MAIN, PRINCETON, WI, 54968.
KELLY ROXANNE MARSHALL has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since August 27, 1997
Disclosure History
KELLY ROXANNE MARSHALL has 1 Disclosure Event(s).
Date: June 04, 2013 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT WHEN THEY DEPOSITED $17,890.14 INTO AN ING VARIABLE ANNUITY IN 2010, THEY WERE LED TO BELIEVE THAT THIS ADDITIONAL DEPOSIT WOULD GET THE 7% ROLLUP. Damage Amount Requested: $20,304.95 Settlement Amount: $14,946.69 Broker Comment: "AMOUNT OF CONTRIBUTION IS AMOUNT FINANCIAL ADVISOR IS REQUIRED TO PAY UNDER HIS FA AGREEMENT. THE TOTAL AMOUNT CONTRIBUTED MAY BE OFFSET BY ANY ERRORS & OMISSIONS INSURANCE IF COVERED"
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