Kelly M McGinnis is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 1 Dillon Plaza Dr, High Ridge, MO, 63049.
Kelly M McGinnis has worked at EDWARD JONES since November 17, 2011
Disclosure History
Kelly M McGinnis has 1 Disclosure Event(s).
Date: January 25, 2013 Category: Customer Dispute Allegations: FROM 12/28/2012 TO 1/8/2013 CLIENT ALLEGES THE LIQUIDATION AND PURCHASE OF MUTUAL FUNDS IN DECEMBER 2012 AND JANUARY 2013 WERE DONE AT THE FINANCIAL ADVISOR'S RECOMMENDATION AND THAT THE CLIENT WAS TOLD THERE WOULD BE NO FEE TO SELL HIS FUNDS. CLIENT STATES THERE WAS A FEE AND WANTS ALL TRADES REVERSED. Damage Amount Requested: $5,904.00 Settlement Amount: $1,753.35 Broker Comment: ALTHOUGH NO WRONGDOING WAS DISCOVERED, AFTER COMPLETION OF THE FIRM'S INVESTIGATION, THE FIRM RESOLVED THE CLIENT'S CLAIM BY REVERSING ALL TRADES PER THE CLIENT'S REQUEST.
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