KELLY GLENN PARKER

KELLY GLENN PARKER is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 4020 WESTCHASE BLVD., STE 275, RALEIGH, NC, 27607.

KELLY GLENN PARKER has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since July 02, 2013

Disclosure History

KELLY GLENN PARKER has 1 Disclosure Event(s).

Date: December 03, 2011
Category: Criminal
Charges: M OBTAIN/ATTEMPT TO OBTAIN ALCOHOL, FALSE ID 18B-302 (E) (2)
Disposition: Dismissed
Broker Comment: AT A FORMAL FUNCTION I WAS GIVEN A BEER. I WAS ASKED TO SHOW MY ID AND GAVE HIM A FAKE ID; HE WAS AN UNDERCOVER OFFICER AND I WAS CHARGED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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