KELLY JO SUTTERBY

KELLY JO SUTTERBY is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 195 HULL ST, Coldwater, MI, 49036.

KELLY JO SUTTERBY has worked at VOYA FINANCIAL ADVISORS, INC. since September 29, 2016

Disclosure History

KELLY JO SUTTERBY has 3 Disclosure Event(s).

Date: March 21, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 23, 2009
Category: Financial
Type: Compromise
Disposition: CHARGE OFF

Date: January 30, 2009
Category: Financial
Type: Compromise
Disposition: CHARGE OFF

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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