KEN S KIM

KEN S KIM is currently employed as a Broker and/or Investment Adviser at SAMSUNG SECURITIES (AMERICA), INC. located at 1330 AVE. OF THE AMERICAS, 26TH FLOOR, UNIT B, NEW YORK, NY, 10019.

KEN S KIM has worked at SAMSUNG SECURITIES (AMERICA), INC. since August 05, 2010

Disclosure History

KEN S KIM has 1 Disclosure Event(s).

Date: February 19, 2009
Category: Criminal
Charges: RAPE IN THE 3RD DEGREE
Disposition: Dismissed
Amended Charges: COERCION IN THE 2ND DEGREE
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: CONDITIONAL DISCHARGE WITH A FULL AND FINAL ORDER OF PROTECTION

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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