KENLEY D LAWTON is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 201 E MAIN ST STE 101, EL PASO, TX, 79901.
KENLEY D LAWTON has worked at WELLS FARGO CLEARING SERVICES, LLC since May 11, 1998
Disclosure History
KENLEY D LAWTON has 2 Disclosure Event(s).
Date: October 28, 2002 Category: Customer Dispute Allegations: TEXAS RESIDENT WRITES TO INSURANCE COMPANY THAT DETAILS OF GE ANNUITY PURCHASED IN JULY 2002 WERE NOT DISCLOSED, PARTICULARLY CDSC OF $9500. Damage Amount Requested: $9,500.00 Broker Comment: ALL FEATURES OF INVESTMENT FULLY DISCLOSED TO CLIENT, INCLUDING CDSC. ANNUITY WAS APPROPRIATE FOR CLIENT'S INVESTMENT OBJECTIVES AND PROFILE. NO WRONGDOING FOUND. CLAIM DENIED.
Date: May 10, 2001 Category: Customer Dispute Allegations: TEXAS RESIDENT COMPLAINS THAT RECOMMENDATION TO PLACE $1000,000 IN MANAGED ACCOUNT WAS TOO AGGRESSIVE FOR ALL HER LIQUID MONEY. DUE TO MONEY CORRECTION OF HISTORIC PROPORTION, UNREALIZED DECLINE IN POSITIONS APPROXIMATELY $24,568 AS OF DATE COMPLAINT RECEIVED. Damage Amount Requested: $24,568.00 Broker Comment: REVIEW OF CLAIM DISCLOSES THAT CLIENT LISTED TRADING/SPECTULATIONS AS INVESTMENT OBJECTIVES PER CLIENT INSTRUCTIONS TO RECOMMEND EXTREMELY AGGRESSIVE STRATEGY. CLAIM DENIED.
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