KENNETH DALE ANDERSON

KENNETH DALE ANDERSON is currently employed as a Broker and/or Investment Adviser at KESTRA INVESTMENT SERVICES, LLC located at 629 Green Valley Rd, Suite 212, GREENSBORO, NC, 27408.

KENNETH DALE ANDERSON has worked at KESTRA INVESTMENT SERVICES, LLC since May 13, 2005

Disclosure History

KENNETH DALE ANDERSON has 1 Disclosure Event(s).

Date: March 01, 2011
Category: Customer Dispute
Allegations: COMPLAINT ALLEGES REPRESENTATIVE FAILED TO EXPLAIN THE TAX IMPLICATIONS OF AN IRA DISTRIBUTION AND THAT THE PROCEEDS COULD BE ROLLED OVER TO ANOTHER IRA WITHIN 60 DAYS.
Damage Amount Requested: $6,000.00
Settlement Amount: $6,000.00

More Information

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