KENNETH H BAER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 58 SOUTH SERVICE ROAD, SUITE 400, MELVILLE, NY, 11747.
KENNETH H BAER has worked at MORGAN STANLEY since January 13, 2012
Disclosure History
KENNETH H BAER has 1 Disclosure Event(s).
Date: October 13, 2009 Category: Customer Dispute Allegations: CLAIMANT ALLEGES MISREPRESENTATION IN CONNECTION WITH HIS PURCHASE OF A LEHMAN BROTHERS STRUCTURED PRODUCT IN EARLY 2008. Damage Amount Requested: $40,000.00 Settlement Amount: $30,000.00 Broker Comment: I CATEGORICALLY DENY THE ALLEGATIONS AS STATED BY THE COMPLAINANT. IN THE FOREGOING ARBITRATION, WHICH WAS SETTLED AT MEDIATION, THIS SETTLEMENT DOES NOT REFLECT ANY ACKNOWLEDGEMENT OR ADMISSION OF ANY LIABILITY OR MISCONDUCT ON MY PART WHATSOEVER. AND WAS RESOLVED TO AVOID THE POTENTIAL COST AND UNCERTAINTIES OF THE ARBITRATION FORUM. FINALLY, I DID NOT, NOR WAS I ASKED TO PERSONALLY CONTRIBUTE ANY AMOUNT TOWARDS THE SETTLEMENT OF THIS CASE.
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