KENNETH WILLIAM BIEBEL is currently employed as a Broker and/or Investment Adviser at DAVID LERNER ASSOCIATES, INC. located at 1221 Post Road East, E Westport, CT, 06880.
KENNETH WILLIAM BIEBEL has worked at DAVID LERNER ASSOCIATES, INC. since April 11, 2012
Disclosure History
KENNETH WILLIAM BIEBEL has 2 Disclosure Event(s).
Date: January 05, 2012 Category: Employment Separation After Allegations Firm Name: WELLS FARGO ADVISORS, LLC Termination Type: Discharged Allegations: FAILED TO FOLLOW BANK POLICY REGARDING HANDLING TRANSACTIONS IN HIS OWN BANK ACCOUNT. SPECIFICALLY, REFUNDED PROPERLY CHARGED FEES TO THE ACCOUNT INSTEAD OF HAVING ANOTHER BANK ASSOCIATE HANDLE THE TRANSACTION
Date: May 06, 2011 Category: Judgment / Lien Judgment/Lien Amount: $13,210.00 Judgment/Lien Type: Tax Broker Comment: THERE WAS NO COURT INVOLVED WITH THIS MATTER.THIS RESULTED FROM A DISTRIBUTION TAKEN IN 2005. I AM CURRENTLY WORKING WITH THE STATE AND AM IN THE PROCESS OF FILING AN AMMENDED RETURN WHICH COULD RESULT IN A REFUND. I AM CURRENTLY MAKING PAYMENTS. APPROXIMATELY $5000 IS OUTSTANDING.
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