KENNETH LEROY BOWERS is currently employed as a Broker and/or Investment Adviser at GRADIENT SECURITIES, LLC located at 8500 MENAUL BLVD NE, SUITE A-335, ALBUQUERQUE, NM, 87112.
KENNETH LEROY BOWERS has worked at GRADIENT SECURITIES, LLC since November 09, 2016
Disclosure History
KENNETH LEROY BOWERS has 1 Disclosure Event(s).
Date: July 12, 1991 Category: Employment Separation After Allegations Firm Name: PRUDENTIAL INSURANCE COMPANY Termination Type: Discharged Allegations: NOT PROVIDEDTHAT I MISREPRESENTED INSURANCE TO CLEITNS BYUSING ACCUMULATED DIVIDENDS FROM OLD POLICIES TO FINANCE NEWINSURANCE FOR MY CLIENTS. I NEVER MISREPRESENTED MYSELF. THISACCUSATION WAS MADE AS PART OF A PERSONAL VENDETTA THAT THEDISTRICT MANAGER HAD AGAINST ME. Broker Comment: NO DISCIPLINARY ACTION WAS REQUIRED. I WAS NOTEVEN GIVEN A WARNING.AS STATED ABOVE THE ACCUSATION FORM THE FORMERPRUDENTIAL DISTRICT MANAGER WAS UNFOUNDED AND PART OF APERSONAL VENDETTA HE HAD AGAINST ME. PLEASE FINE ATTACHED ALETTER FROM THE NASD REGARDING THIS MATTER AND A COPY OF MYPERSONAL EQUIFAX SHOWING THAT PRUDENTIAL AS A COMPANY ISWILLING TO REHIRE ME AND HAVE NO NEGATIVE INFORMATION IN THEIRFILES. IF I CAN BE OF ANY FURHTER ASSITANCE TO YOU PLEASE CALLME 505-881-8255.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for KENNETH LEROY BOWERS, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.