KENNETH A BROWN

KENNETH A BROWN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 237 SECOND AVENUE, WARREN, PA, 16365.

KENNETH A BROWN has worked at LPL FINANCIAL LLC since October 04, 2017

Disclosure History

KENNETH A BROWN has 2 Disclosure Event(s).

Date: December 13, 2016
Category: Financial
Type: Bankruptcy
Broker Comment: This was due to an 180,000 loan I still owe on my business I had to close back in 2012. B&C Stables was the name of my business. I was unable to maintain the normal monthly payment or unable to pay the large payment due to the business was no longer doing business

Date: May 01, 2009
Category: Criminal
Charges: CRIMINAL MISCHIEF
Disposition: Reduced
Amended Charges: DISORDERLY CONDUCT
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Convicted
Broker Comment: FINAL

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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