KENNETH ALAN CLYDE is currently employed as a Broker and/or Investment Adviser at GENEOS WEALTH MANAGEMENT, INC. located at 1720 American River Trail, Cool, CA, 95614.
KENNETH ALAN CLYDE has worked at GENEOS WEALTH MANAGEMENT, INC. since September 24, 2004
Disclosure History
KENNETH ALAN CLYDE has 3 Disclosure Event(s).
Date: December 10, 2007 Category: Customer Dispute Allegations: CLIENT CLAIMS THAT THE SURRENDER PERIOD WAS PRESENTED AS 7 YEARS. CLIENT REQUESTS RETURN OF FULL INVESTMENT AMOUNT. Damage Amount Requested: $21,468.30 Settlement Amount: $1,394.67
Date: March 07, 2002 Category: Customer Dispute Allegations: CLIENT COMPLAINED THAT POLICY WAS NOT SUITABLE AND THAT CONTRACT NOT DELIVERED. CURRENT BROKER DEALER REVIEWED AND TOOK NO ACTION. Damage Amount Requested: $16,000.00
Date: March 20, 1987 Category: Regulatory
More Information
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