KENNETH FRANCIS DELHAGEN

KENNETH FRANCIS DELHAGEN is currently employed as a Broker and/or Investment Adviser at AVALON INVESTMENT & SECURITIES GROUP, INC. located at 2013 AVALON AVENUE, MUSCLE SHOALS, AL, 35661.

KENNETH FRANCIS DELHAGEN has worked at AVALON INVESTMENT & SECURITIES GROUP, INC. since May 15, 2015

Disclosure History

KENNETH FRANCIS DELHAGEN has 4 Disclosure Event(s).

Date: June 01, 2013
Category: Financial
Type: Compromise
Disposition: AGREED UPON AMOUNT NO INTEREST

Date: February 16, 2012
Category: Financial
Type: FORECLOSURE
Disposition: FORECLOSURE

Date: July 22, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $15,781.34
Judgment/Lien Type: Civil

Date: May 13, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION OF PRODUCT FEATURES
Damage Amount Requested: $600,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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