KENNETH HUSSEIN FAHMY

KENNETH HUSSEIN FAHMY is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 7657 LEESBURG PIKE, FALLS CHURCH, VA, 22043.

KENNETH HUSSEIN FAHMY has worked at AXA ADVISORS, LLC since April 14, 1986

Disclosure History

KENNETH HUSSEIN FAHMY has 3 Disclosure Event(s).

Date: May 31, 2012
Category: Customer Dispute
Allegations: CLIENT WROTE TO THE CFP BOARD WHICH ALLEGES UNSUITABILITY OF INVESTMENT AND BREACH OF FIDUCIARY DUTY. DAMAGES UNSPECIFIED.
Broker Comment: SINCE NO FORMAL REVIEW WAS CONDUCTED BY THE FIRM, THIS IS BEING CLOSED WITH NO ACTION.

Date: October 16, 2006
Category: Customer Dispute
Allegations: CLIENT ALLEGES THE AGENT MISREPRESENTED THE TERMS AND PROVISIONS OF HIS 1998 SIMPLE IRA PLAN WHICH RESULTED IN HIM NOT FUNDING THE EMPLOYEES PLAN IN ACCORDANCE WITH THE LAW. CLIENT IS REQUESTING TO COVER THE COST ASSOCIATED WITH MAKING HIS CLIENTS WHOLE.
Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER COMPLAINT.

Date: October 25, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES THE TERMS OF A 1997 ISSUE VARIABLE ANNUITY CONTRACT WERE MISREPRESENTED TO HIM. CLIENT REQUESTED THE FORMS/INSTRUCTIONS NEEDED TO ROLLOVER HIS CONTRACT WITHOUT PENALTY. DAMAGES ARE UNSPECIFIED.
Broker Comment: EQUITABLE FOUND NO BASIS TO THE CUSTOMER COMPLAINT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for KENNETH HUSSEIN FAHMY, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.