KENNETH HUSSEIN FAHMY is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 7657 LEESBURG PIKE, FALLS CHURCH, VA, 22043.
KENNETH HUSSEIN FAHMY has worked at AXA ADVISORS, LLC since April 14, 1986
Disclosure History
KENNETH HUSSEIN FAHMY has 3 Disclosure Event(s).
Date: May 31, 2012 Category: Customer Dispute Allegations: CLIENT WROTE TO THE CFP BOARD WHICH ALLEGES UNSUITABILITY OF INVESTMENT AND BREACH OF FIDUCIARY DUTY. DAMAGES UNSPECIFIED. Broker Comment: SINCE NO FORMAL REVIEW WAS CONDUCTED BY THE FIRM, THIS IS BEING CLOSED WITH NO ACTION.
Date: October 16, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGES THE AGENT MISREPRESENTED THE TERMS AND PROVISIONS OF HIS 1998 SIMPLE IRA PLAN WHICH RESULTED IN HIM NOT FUNDING THE EMPLOYEES PLAN IN ACCORDANCE WITH THE LAW. CLIENT IS REQUESTING TO COVER THE COST ASSOCIATED WITH MAKING HIS CLIENTS WHOLE. Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER COMPLAINT.
Date: October 25, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES THE TERMS OF A 1997 ISSUE VARIABLE ANNUITY CONTRACT WERE MISREPRESENTED TO HIM. CLIENT REQUESTED THE FORMS/INSTRUCTIONS NEEDED TO ROLLOVER HIS CONTRACT WITHOUT PENALTY. DAMAGES ARE UNSPECIFIED. Broker Comment: EQUITABLE FOUND NO BASIS TO THE CUSTOMER COMPLAINT.
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