KENNETH LOWELL FRESEMAN is currently employed as a Broker and/or Investment Adviser at S.G. LONG & COMPANY located at 283 WEST FRONT SUITE 302, SUITE 302, MISSOULA, MT, 59802-4328.
KENNETH LOWELL FRESEMAN has worked at S.G. LONG & COMPANY since August 20, 2014
Disclosure History
KENNETH LOWELL FRESEMAN has 2 Disclosure Event(s).
Date: October 15, 2015 Category: Regulatory
Date: August 14, 2014 Category: Employment Separation After Allegations Firm Name: RBC CAPITAL MARKETS, LLC Termination Type: Discharged Allegations: KENNETH FRESEMAN BORROWED $9600.00 FROM A CLIENT OF RBC WEALTH MANAGEMENT ('RBCWM') IN 2010. RBCWM DID NOT APPROVE OF OR KNOW ABOUT THE EXISTENCE OF THE LOAN UNTIL AUGUST 2014 AT WHICH POINT MR. FRESEMAN'S EMPLOYMENT WAS TERMINATED Broker Comment: ALLEGATIONS CLAIM THAT KEN DID NOT DISCLOSE MONEY RECEIVED FROM A CUSTOMER/ LONG TERM FAMILY FRIEND
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