KENNETH DUANE HACKETT

KENNETH DUANE HACKETT is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 17445 ARBOR STREET, SUITE 210, OMAHA, NE, 68130.

KENNETH DUANE HACKETT has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since June 16, 2006

Disclosure History

KENNETH DUANE HACKETT has 2 Disclosure Event(s).

Date: December 26, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION OF RISK ASSOCIATED WITH FUND PURCHASED IN JULY 1997.
Damage Amount Requested: $5,000.00
Settlement Amount: $5,000.00
Broker Comment: IN AN EFFORT TO REACH AN AMICABLE RESOLUTION, CLAIM WAS SETTLED.

Date: May 19, 2000
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THAT THE ANNUITY EXCHANGE THE REPRESENTATIVE RECCOMENDED IN FEBRUARY 2000 WAS UNSUITABLE.
Damage Amount Requested: $6,076.00

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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