KENNETH LAVON HINES is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1241 PITTSFORD VICTOR RD, PITTSFORD, NY, 14534.
KENNETH LAVON HINES has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since November 28, 1994
Disclosure History
KENNETH LAVON HINES has 2 Disclosure Event(s).
Date: June 29, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTATIONS. Broker Comment: UPON INVESTIGATION, THE COMPLAINT WAS FOUND TO BE WITHOUT MERIT AND WAS DENIED.
Date: June 15, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT HIS 1993 INVESTMENTS IN THE ALL AMERICAN TERM TRUST, MFS INTERMEDIATED INCOME TRUST, AND PUTNAM MASTER INCOME TRUST ARE UNSUITABLE. ALLEGED LOSSES OF $9,731. PAINE WEBBER RECEIVED COMPLAINT ON 06/15/1999. Damage Amount Requested: $9,731.00 Broker Comment: PAINE WEBBER DENIED THE CLAIM. ANY QUESTIONS PLEASE CONTACT ELENA SLIPP 201-352-6461
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