KENNETH WAYNE JONES is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 2000 AUBURN DRIVE, SUITE 200, BEACHWOOD, OH, 44122.
KENNETH WAYNE JONES has worked at CETERA ADVISORS LLC since April 17, 2012
Disclosure History
KENNETH WAYNE JONES has 1 Disclosure Event(s).
Date: March 07, 2012 Category: Employment Separation After Allegations Firm Name: METLIFE Termination Type: Discharged Allegations: AFTER AN INTERNAL REVIEW, IT WAS DETERMINED THAT THE REGISTERED REPRESENTATIVE SOLD NORTH AMERICAN FIXED EQUITY INDEXED ANNUITIES OUTSIDE OF THE ENTERPRISE GENERAL AGENCY IN VIOLATION OF FIRM POLICY. Broker Comment: MY MANAGER BROUGHT THIS CLIENT AND PRODUCT TO ME AND ASKED TO BE PART OF THIS WITH HIM.
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