KENNETH R KAWAMOTO is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 9665 WILSHIRE BLVD., SUITE 600, BEVERLY HILLS, CA, 90212.
KENNETH R KAWAMOTO has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
KENNETH R KAWAMOTO has 2 Disclosure Event(s).
Date: June 06, 2016 Category: Customer Dispute Allegations: Claimant alleged, inter alia, failure to follow instructions with respect to investing according to investment objectives and risk tolerance - 2015. Damage Amount Requested: $475,000.00 Settlement Amount: $85,000.00
Date: January 13, 1998 Category: Customer Dispute Allegations: THE CLIENT ALLEGED UNSUITABILITY ANDMISREPRESENTATION (TVA BONDS). ALLEGED DAMAGES $80,350. Damage Amount Requested: $80,350.00 Broker Comment: THE CLIENT'S CLAIM WAS DENIED. THERE WERE NOOPTIONS OR COMMODITIES INVOLVED. CONTACT: MIRIAM FINKEL212-723-3051.Not Provided
More Information
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