KENNETH THOMAS KRUSS

KENNETH THOMAS KRUSS is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 775 WARWICK LN, LAKE ZURICH, IL, 60047.

KENNETH THOMAS KRUSS has worked at WOODBURY FINANCIAL SERVICES, INC. since May 25, 2007

Disclosure History

KENNETH THOMAS KRUSS has 1 Disclosure Event(s).

Date: July 11, 2002
Category: Customer Dispute
Allegations: FAILURE TO FOLLOW INSTUCTIONS AND NEGLIGENCE IN CONNECTION WITH EXERCISE OF NEXTEL EMPLOYEE STOCK OPTIONS.
Damage Amount Requested: $13,680.00
Settlement Amount: $3,932.80

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for KENNETH THOMAS KRUSS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.