KENNETH ALFRED MCCABE is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 19725 SHERMAN WAY, #310, CANOGA PARK, CA, 91306.
KENNETH ALFRED MCCABE has worked at CENTAURUS FINANCIAL, INC. since September 24, 2011
Disclosure History
KENNETH ALFRED MCCABE has 1 Disclosure Event(s).
Date: May 14, 2013 Category: Regulatory Initiated By: INDIANA Allegations: ON MAY 14, 2013, THE INDIANA SECURITIES DIVISION ENTERED AN ORDER OF SUMMARY SUSPENSION AGAINST THE RESPONDENT, KENNETH MCCABE, FOR FAILING TO COMPLY WITH A COURT ORDER IMPOSING A CHILD SUPPORT OBLIGATION. Resolution: Order SanctionDetails: Sanctions: Suspension SanctionDetails:Registration Capacities Affected: GENERAL SECURITIES PRINCIPAL, FINANCIAL OPERATIONS PRINCIPAL, ALL CAPACITIES, ETC. Duration: INDEFINITE Start Date: 5/14/2013 End Date: 2/6/2014
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