KENNETH SEAN POLLEY is currently employed as a Broker and/or Investment Adviser at SUNTRUST INVESTMENT SERVICES, INC. located at 650 CELEBRATION AVENUE, CELEBRATION, FL, 34747.
KENNETH SEAN POLLEY has worked at SUNTRUST INVESTMENT SERVICES, INC. since April 18, 2017
Disclosure History
KENNETH SEAN POLLEY has 2 Disclosure Event(s).
Date: December 02, 2013 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGED THAT THE REGISTERED REPRESENTATIVE MADE AN UNSUITABLE INVESTMENT STRATEGY THAT WAS INCONSISTENT WITH HER INVESTMENT OBJECTIVES. Damage Amount Requested: $50,000.00 Settlement Amount: $41,500.00
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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