KENNETH BRUCE SANDLER

KENNETH BRUCE SANDLER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 111 NORTH PINE ISLAND ROAD SUITE 207, PLANTATION, FL, 33324.

KENNETH BRUCE SANDLER has worked at LPL FINANCIAL LLC since December 03, 1999

Disclosure History

KENNETH BRUCE SANDLER has 2 Disclosure Event(s).

Date: January 31, 2014
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES UNSUITABLE INVESTMENTS IN REITS IN 2007.
Damage Amount Requested: $65,000.00
Broker Comment: THE REPRESENTATIVE DENIES ANY WRONGDOING IN THIS MATTER AND WILL VEHEMENTLY DEFEND AGAINST THESE FALSE ALLEGATIONS.

Date: April 01, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: REP HAS HIRED COUNSEL TO DISPUTE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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