KENNETH MARC SEGAL

KENNETH MARC SEGAL is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 832 N NEWKIRK ST, PHILADELPHIA, PA, 19130-1708.

KENNETH MARC SEGAL has worked at LPL FINANCIAL LLC since May 07, 2010

Disclosure History

KENNETH MARC SEGAL has 1 Disclosure Event(s).

Date: August 25, 2008
Category: Customer Dispute
Allegations: CLIENTS ALLEGED THE PRODUCTS RECOMMENDED DID NOT MEET THEIR INVESTMENT GOALS.
Damage Amount Requested: $5,000.00
Broker Comment: OUR REVIEW FOUND THE CLIENT'S COMPLAINT WAS NOT ABOUT SUITABILITY OF THEIR ADVICE BUT RATHER TAX REPORTING ON THEIR SIMPLE IRA. WE SENT THE CLIENTS A LETTER WITH OUR FINDINGS. WE REFUNDED THE CLIENT'S 2007 FINANCIAL PLAN FEE OF $1500.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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